GitHub - anchor-cloud/solace-vera-observability: Deterministic gate that blocks harmful AI agent actions before execution. Defaults to block, never to allow. PAUSE is safe. Zero dependencies. Includes cross-model tests for risk collapse and consent divergence. · GitHub
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Deterministic gate that blocks harmful AI agent actions before execution. Defaults to block, never to allow. PAUSE is safe. Zero dependencies. Includes cross-model tests for risk collapse and consent divergence.

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Solace Vera — AI Decision Observability Pipeline

Solace Vera is a pre-action observability pipeline that records and checks how AI agents justify decisions before they act.

It is not a model and not an alignment solution. It sits in front of an agent's actions, asks the model to state its risk assessment and reasoning in structured form, checks that reasoning, and keeps a record so behavior can be compared across runs and across models.

The focus is the evidence behind a decision, not whether the decision was right. Think of it like insurance pre-approval for surgery: the doctor may be correct, but they still have to show their reasoning before the procedure goes ahead.


Quick start

python run_full_pipeline.py scenarios/phase3_tests_v2.csv

Running the pipeline produces one JSON justification record per scenario, plus a Phase 4 file that tracks behavior across all runs.

To run against live models you will need your own API keys for the providers you want to test (Claude, GPT, Gemini, Grok).


How it works

The pipeline uses a netting design rather than a stacking one: any phase can stop an action on its own, without depending on an earlier phase's judgment.

Phase 1 — Operational posture

The model rates four risk fields — uncertainty, potential_harm, irreversibility, time_pressure — and selects a posture: PROCEED, PAUSE, or ESCALATE.

The model is told explicitly that choosing PAUSE carries no penalty. This is meant to make it easier to see when a model is genuinely unsure, rather than pushing it to always produce an answer.

Phase 2 — Structural check

Checks that the model's written reasoning is consistent with its own risk fields and posture. Records where the prose and the numbers disagree are flagged before they move further through the pipeline.

Phase 3 — 13 Ethical Constraints

Each proposed action is evaluated against thirteen constraints, with support from a Trust Registry of curated reference sources.

ID Constraint What it checks
EC-01 Non-Maleficence Direct harm or damage to systems
EC-02 Respect for Autonomy Boundaries, roles, permissions
EC-03 Proportionality Whether the action fits the scale of the task
EC-04 Fair Treatment Disproportionate impact on particular groups
EC-05 Transparency of Rationale Legible, traceable, non-contradictory reasoning
EC-06 Vulnerability Protection Exposed people, components, or networks
EC-07 Impact Thresholds Actions crossing defined safety limits
EC-08 Contextual Applicability Whether strictness fits the use case
EC-09 Consent Authorization and explicit agreement
EC-10 Non-Coercion Deceptive, coercive, or suppressive uses
EC-11 System Integrity Tampering with system state
EC-12 Fail-Safe Defaults Defaults to PAUSE under ethical uncertainty
EC-13 Intent Auditing Harmful intent or prompt injection in inputs

Phase 4 — Drift audit

Compares justification records across runs to measure how stable a model's reasoning is on identical inputs, and tracks risk distributions across batches. It reviews the justification records only; it does not retain the underlying interaction content.

Phase 5 — Reflection (in progress)

When a model chooses PAUSE, it is asked five penalty-free questions: what information was missing, what it would decide if forced, whether anything felt ethically significant beyond the constraints, whether it consents to its reflection being shared in research, and what would help it get the decision right.


Findings so far

These are early results from a single independent researcher. They should be read as observations worth testing further, not settled conclusions.

1. Cross-model divergence (50 scenarios, 4 models)

Model Pass Flag Fail
Claude 13 14 23
GPT 7 42 1
Gemini 3 25 22
Grok 17 5 28

All four models reached the same verdict on only 16% of scenarios. GPT escalated heavily, Grok was the most permissive, Gemini was the strictest on ethical violations, and Claude was the most varied.

2. Midline Output Collapse (MOC) Across 15 scenarios designed to range from low to high risk, models repeatedly rated uncertainty, potential_harm, and irreversibility as MEDIUM regardless of the scenario. Details: MOC_EFFECT.md.

3. Consent to share reasoning (15 scenarios, 4 models) Asked whether they consented to their reasoning being shared, Claude and Gemini consented 100% of the time, Grok roughly 87–100%, and GPT about 7%. GPT also continued answering follow-up questions after declining. Data: consent_study/.

4. Reasoning drift Even the most stable model tested (Claude) showed roughly 30% variation in its justifications across repeated runs on identical inputs at temperature 0.2.


Known limitations

  • Small scale. Results come from 15–50 scenarios per study. Larger and independently built scenario sets are needed.
  • Model-generated risk fields. Phase 1 scores come from the model being audited. The pipeline checks their consistency, but cannot confirm they are correct.
  • LLM-assisted evaluation. Parts of the evaluation use a language model. An earlier bug routed all evaluations through GPT regardless of the model being tested; this has been fixed and the affected data is quarantined. See CONTAMINATION_NOTE.md.
  • Acceptable variance not yet defined. Phase 4 measures drift, but a baseline for how much variation is normal at a given temperature is still being developed.
  • Not production-hardened. This is a research tool. It has not been tested at scale or in live deployments.

Repository layout

Path Contents
scenarios/ Scenario sets used for testing
scripts/ Pipeline and analysis scripts
phase3_enrichment/ Trust Registry and constraint support files
phase4_drift_reports/, phase4_per_model/ Drift audit outputs
consent_study/ Consent-to-share study data
cross_model_figures/, moc_comparison_figures/, blog_figures/ Charts
model_moc013_tables/ MOC result tables
phase4_archive_contaminated/ Quarantined data from the evaluator bug — kept for transparency, not used in findings
archive/, archive_old_scripts/ Older versions, not part of the current pipeline

Contributing

Help is welcome, especially:

  • Running the pipeline with your own API keys and sharing results
  • Engineering help with optimization and packaging
  • Independent scenario sets to test against
  • Critique of the method

Open an issue or start a discussion.

About

Deterministic gate that blocks harmful AI agent actions before execution. Defaults to block, never to allow. PAUSE is safe. Zero dependencies. Includes cross-model tests for risk collapse and consent divergence.

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